For those of us involved in scientific research, especially
those that edit journals, review manuscripts or read published papers, it is
obvious that there has been a fundamental transformation in the scientific output
coming from China. Both the number and quality of papers have drastically
increased over the past 5-10 years. China is poised to become a global leader
in not only scientific output, but also in the ideas, hypotheses and theories
that shape modern scientific investigation.
I have been living in China for a couple of months now (and
will be here for 7 months more), working in a laboratory at Sun Yat-sen
University in Guangzhou, and I have been trying to identify the reasons for
this shift in scientific culture in China. Moreover, I see evidence that China
will soon be a science juggernaut (or already is), and there are clear reasons
why this is. Here are some reasons why I believe that China has become a
science leader, and there are lessons for other national systems.
The reasons for China’s science success:
1.
University culture.
China is a country with a long history of scholarly
endeavours. We can look to the philosophical traditions of Confucius 2500 years
ago as a prime example of the respect and admiration of scholarly traditions.
Though modern universities are younger in China than elsewhere (the oldest
being about 130 years old), China has invested heavily in building Universities
throughout the country. In the mid-1990s, the government built 100 new
universities in China, and now graduates more than 6 million students every
year from undergraduate programs.
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Confucius (551-479 BC), the grand-pappy of all Chinese scholars |
This rapid increase in the number of universities means that
many are very modern with state-of-the-art facilities. This availability of
infrastructure has fostered the growth of new colleges, institutes and
departments, meaning that new faculty and staff have been hired. Many
departments that I have visited have large numbers of younger Assistant and
Associate Professors, many having been trained elsewhere, that approach
scientific problems with energy and new ideas.
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My new digs |
2.
Funding
From my conversations with various scientists, labs are
typically very well funded. With the expansion of the number of universities
seems to have been an expansion in funds available for research projects.
Professors need to write a fair number of grant proposals to have all of their
projects funded, but it seems that success rates are relatively high, and with larger grants available to more senior researchers. This is
in stark contrast to other countries, where funding is inadequate. In the USA,
National Science Foundation funding rates are often below 10% (only 1 in 10
proposals are funded). This abysmal funding rate means that good, well-trained
researchers are either not able to realize their ideas or spend too much of
their time applying for funding. In China, new researchers are given
opportunities to succeed.
3.
Collaboration
Chinese researchers are very collaborative. There are
several national level ecological research networks (e.g.,
dynamic forest plots) that involve researchers from many institutions, as well as
international collaborative projects (e.g.,
BEF China). In my visits to
different universities, Chinese researchers are very eager to discuss shared
research interests and explore the potential for collaboration. Further, there
are a number of funding schemes to get students, postdocs and junior Professors
out of China and into foreign labs, which promotes international collaboration.
Collaborations provide the creative capital for new ideas, and allow for
larger, more expansive research projects.
4.
Environmental problems
It is safe to say that the environment in China has been
greatly impacted by economic growth and development over the past 30 years.
This degradation of the environment has made ecological science extremely
relevant to the management of natural resources and dealing with contaminated
soil, air and water. Ecological research appears to have a relatively high
profile in China and is well supported by government funding and agencies.
5.
Laboratory culture
In my lab in Canada, I give my students a great deal of freedom to
pursue their own ideas and allow them much latitude in how they do it. Some
students say that they work best at night, others in spurts, and some just like
to have four-day weekends every week. While Chinese students seem equally able
to pursue their own ideas and interests, students tend to have more strict
requirements about how they do their work. Students are often expected to be in
the lab from 9-5 (at least) and often six days a week. This expectation is not
seen as demanding or unreasonable (as it probably would be in the US or
Canada), but rather in line with general expectations for success (see next
point).
Labs are larger in China. The lab I work in has about 25
Masters students and a further 6 PhD students, plus postdocs and technicians.
Further, labs typically have a head professor and several Assistant or
Associate Professors. When everyone is there everyday, there is definitely a vibe and culture that emerges that is not possible if everyone is off doing
their own thing.
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The lab I'm working in -"the intellectual factory" |
Another major difference is that there is a clear hierarchy
of respect. Masters students are expected to respect and listen to PhD students,
PhD students respect postdocs and so on up to the head professor. This respect
is fundamental to interactions among people. As it has been described to me,
the Professor is not like your friend, but more like a father that you should
listen to.
What’s clear is that lab culture and expectations are built
around the success of the individual people and the overall lab. And success is
very important –see next point.
6.
Researcher/student expectations
I
left the expectations on researchers for last because this needs a longer and
more nuanced discussion. My own view of strict expectations has changed since
coming to China, and I can now see the motivating effect these can have.
For
Chinese researchers it is safe to say that publications are gold. Publishing
papers, and especially the type of journal those papers appear determine career
success in a direct way. A masters student is required to publish one paper,
which could be in a local Chinese journal. A PhD student is required to publish
two papers in international journals. PhD students who receive a 2-year
fellowship to travel to foreign labs are required to publish a paper from that
work as well. For researchers to get a professor position, they must have a
certain number of publications in high-impact international journals (e.g., Impact
Factor above 5).
Professors
are not immune from these types of expectations. Junior professors are not tenured,
nor are they able to get tenure until they qualify for the next tier, and they need to constantly publish. To get a
permanent position as a full professor or group leader, they need to have a
certain number of high impact papers. For funding applications, their
publication records are quantified (number and impact factors of journals) and
they must surpass some threshold.
Of
course in any country, your publication record is the most important component
for your success as a researcher, but in China the expectations are clearly
stated.
While
there are pros and cons of such a reward based system, and certainly the pressure can
be overwhelming, I’ve witnessed the results of this system. Students are
extremely motivated and have a clear idea what it means to be successful. To
get two publications in a four year PhD requires a lot of focus and hard work;
there is no time for drifting or procrastinating.
So why has Chinese science been so successful? It is because a number of factors have coalesced around and support a general high demand for success. Regardless of the number of institutional and funding resources available, this success is only truly realized because of researchers' desire to exceed strict expectations. And they are doing so wonderfully.
*over the next several months I will write a
series of posts on science and the environment in China